For more information, contact:

Sam Corrigan
Head of Strategic Partnerships

About RIA in a Box by COMPLY
At COMPLY, we pride ourselves on being the champion for compliance professionals. Merging technology, consulting, services and education, we help clients navigate the ever-changing regulatory environment. Our portfolio of solutions includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, whose more than 7,000 clients include some of the world’s largest financial institutions.

RIA in a Box is a registered investment advisers go-to partner for compliance readiness. With the leading compliance, cybersecurity and operational software for wealth managers and investment organizations, RIA in a Box empowers RIAs to effectively navigate operational tasks and regulatory requirements with ease. More than 2,800 registered investment adviser (RIA) firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements.