Journal of Financial Planning
September 2020 I Volume 36 I Number 9
Journal in the Round: Regulation – An opportunity, not a burden
September 23, 2020 | 2 p.m. ET
To help members comply with the new CFP Board Code of Ethics and Standards of Conduct, FPA released a compliance toolkit, that includes a model fiduciary engagement agreement, financial action plan, and more. Join Paul Brahim, CFP®, 2020 member of the FPA Member Advocacy Council, and Rochelle Truzzi, managing director at Hardin Compliance Consulting, as they explain how the toolkit helps financial planners manage regulation in their businesses and how to leverage regulation practices to grow their business.